Total Portfolio Solutions « Trademark Capital®

Total Portfolio Solutions

An approach designed to make material shifts in your portfolio by matching your unique investment goals with the changing market environment

When you invest with Trademark Capital®, we actively manage your portfolio. We do not sit statically and advise you to stay the course regardless of what the market is doing. Based on our model, we watch the market and make tactical shifts as necessary. These shifts apply to high-return / low-risk markets, low-return / high-risk markets, and everywhere in between.

We believe successful investors do not avoid risk, they manage it.

This information is not for retail clients.

Individuals who work directly with Trademark Capital (i.e., retail clients) receive additional services from Trademark Capital and are therefore subject to a higher fee schedule than those who access our services through other financial professionals and institutions (“Investment Professionals”). The fees and returns reflected in this presentation are only applicable to investment professionals that hire/recommend Trademark Capital to manage their clients’ assets. It is important to note that returns would be lower for individual retail clients.

For Institutional Use Only – Not for Retail Clients

Trailing Returns
Data Point: Return | Calculation Benchmark: Varies per Strategy*
Time Period: Since Inception (2/1/2016) to 09/30/2024

Fund Name	YTD	1 Year	3 Years	5 Years	Since Inception Performance
Trademark Risk Avoider Net 0.40	5.34	7.43	2.34	3.12	3.55
*iShares Core US Aggregate Bond ETF	4.56	11.55	-1.39	0.31	1.66
Trademark Risk Mitigator Net 0.40	7.60	11.00	3.59	4.32	4.68
*iShares Core Conservative Allocation ETF	8.75	17.36	1.87	4.03	5.00
Trademark Risk Manager Net 0.40	11.00	17.37	4.70	7.20	7.50
*iShares Core Moderate Allocation ETF	10.06	19.26	2.79	5.19	6.00
Trademark Risk Taker Net 0.40	14.60	23.62	5.62	9.38	9.45
*iShares Core Growth Allocation ETF	12.70	23.14	4.62	7.50	7.98
Trademark Risk Embracer Net 0.40	17.34	29.42	7.35	12.41	12.62
*iShares Core Aggressive Allocation ETF	15.38	27.13	6.46	9.76	9.92

Performance results for the Trademark Capital® Total Portfolio Solutions are those of the composite of accounts invested in each respective strategy. Composite returns include reinvestment of income / gains and are net of transaction costs and other expenses. Net of fee performance was calculated by deducting TCM’s highest management fee for sub-advised accounts equal to an annual rate of 0.40% from gross composite returns. Actual advisory fees incurred by clients will vary. Returns are annualized for periods of greater than one year. Composite inception date = February 1, 2016. Past performance does not predict future performance.

For Institutional Use Only – Not for Retail Clients

Performance (Net of 0.40% Annual Fee) & Comparative Risk Statistics
Time Period: Since Inception (2/1/2016) to 09/30/2024 Calculation Benchmark: Varies per Strategy*

Fund Name	Max Drawdown	Std Dev	Up Capture Ratio	Down Capture Ratio	Beta	Alpha	Correlation	Sharpe Ratio	Sortino Ratio
Trademark Risk Avoider Net 0.40	-8.20	3.63	51.42	5.69	0.27	1.62	0.38	0.43	0.62
*iShares Core US Aggregate Bond ETF	-17.19	5.17	100.00	100.00	1.00	0.00	1.00	-0.04	-0.06
Trademark Risk Mitigator Net 0.40	-10.20	4.76	71.36	56.34	0.53	1.05	0.77	0.57	0.82
*iShares Core Conservative Allocation ETF	-17.53	7.03	100.00	100.00	1.00	0.00	1.00	0.45	0.64
Trademark Risk Manager Net 0.40	-15.78	7.70	98.88	80.68	0.84	2.05	0.87	0.72	1.10
*iShares Core Moderate Allocation ETF	-18.62	8.00	100.00	100.00	1.00	0.00	1.00	0.52	0.76
Trademark Risk Taker Net 0.40	-20.87	10.48	105.98	97.13	0.98	1.54	0.95	0.73	1.10
*iShares Core Growth Allocation ETF	-20.79	10.20	100.00	100.00	1.00	0.00	1.00	0.61	0.90
Trademark Risk Embracer Net 0.40	-24.89	14.20	116.67	109.33	1.10	1.82	0.97	0.77	1.18
*iShares Core Aggressive Allocation ETF	-23.01	12.56	100.00	100.00	1.00	0.00	1.00	0.66	0.98

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Additionally, investors will indirectly bear fees and expenses charged by the underlying ETFs in which a managed account invests. For reasons including variances in portfolio account holdings, variances in the investment management fee incurred, market fluctuation, the date on which a client engaged Trademark’s investment management services, and any account contributions or withdrawals, the performance of a specific client’s account may have varied substantially from the indicated Trademark composite performance results. Information pertaining to Trademark’s advisory operations, services, and fees is set forth in Trademark’s current disclosure Brochure, a copy of which is available from Trademark upon request.

Past performance is no guarantee of future results. Asset allocation / diversification does not guarantee investment returns and does not eliminate the risk of loss. There can be no assurance that Trademark’s model will achieve its objective or that the methodology employed by a portfolio strategy will eliminate exposure to downward trends and/or volatility in the markets or provide immediate exposure to upward trends and/or volatility in the markets. Investments are subject to risk, and any of Trademark’s investment strategies may lose money. Investment return and principal value of an investment will fluctuate so that an investor’s portfolio may be worth more or less than their original investment. An Advisor’s judgment about markets, interest rates or the attractiveness, relative values, liquidity, or potential appreciation of particular investments is important to the portfolio accomplishing its goals. The portfolio could experience losses if these judgments prove to be incorrect. Stock prices fluctuate, sometimes rapidly and dramatically, due to factors affecting individual companies, particular industries or sectors, or general market conditions. Fixed-income securities involve interest rate, credit, inflation, and reinvestment risks; and possible loss of principal. As interest rates rise, the value of fixed-income securities falls. International investing involves certain risks not usually associated with domestic investing, including currency fluctuation, economic and political volatility, foreign taxation and differences in financial standards.

The iShares Core U.S. Aggregate Bond ETF seeks to track the investment results of an index composed of the total U.S. investment-grade bond market. The iShares Core Conservative Allocation ETF seeks to track the investment results of an index composed of a portfolio of underlying equity (30%) and fixed income (70%) funds intended to represent a conservative target risk allocation strategy. The iShares Core Moderate Allocation ETF seeks to track the investment results of an index composed of a portfolio of underlying equity (40%) and fixed income (60%) funds intended to represent a moderate target risk allocation strategy. The iShares Core Growth Allocation ETF seeks to track the investment results of an index composed of a portfolio of underlying equity (60%) and fixed income (40%) funds intended to represent a growth allocation target risk strategy. The iShares Core Aggressive Allocation ETF seeks to track the investment results of an index composed of a portfolio of underlying equity (80%) and fixed income(20%) funds intended to represent an aggressive target risk allocation strategy.

The historical performance results for the iShares ETFs are provided exclusively to provide general comparative information, not for point-by-point comparison purposes. Please Also Note: (1) performance results do not reflect the impact of taxes; (2) It should not be assumed that account holdings will correspond directly to any such comparative benchmark ETF; and (3) comparative benchmarks may be more or less volatile than the Trademark portfolios.